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AMERICAN EXPRESS CO — Director's Dealing 2021
May 4, 2021
29774_dirs_2021-05-04_9ebc73d6-5a88-47fc-bf1c-e91257c99f5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-04-30
Reporting Person: Seeger Laureen (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Common Stock | A | 4046 | $154.63 | Acquired | 49562.236 | Direct |
| 2021-04-30 | Common Stock | F | 2154 | $154.63 | Disposed | 47408.236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Employee Stock Option (Right to Buy) | $98.75 | A | 4046 | Acquired | 2028-04-30 | Common Stock (4046) | Direct |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2018. These options became exercisable on April 30, 2021.