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AMERICAN EXPRESS CO Director's Dealing 2021

May 7, 2021

29774_dirs_2021-05-07_ad627858-92c1-4fc2-8e04-b7864918333e.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-04-28

Reporting Person: Nigro David (Chief Risk Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9386.66 Direct
Common Stock 2891 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $65.43 2026-04-29 Common Stock (4000) Direct

Footnotes

F1: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F2: These options became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the four-year performance period.