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AMERICAN EXPRESS CO — Director's Dealing 2021
May 7, 2021
29774_dirs_2021-05-07_ad627858-92c1-4fc2-8e04-b7864918333e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-04-28
Reporting Person: Nigro David (Chief Risk Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9386.66 | Direct |
| Common Stock | 2891 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $65.43 | 2026-04-29 | Common Stock (4000) | Direct |
Footnotes
F1: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F2: These options became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the four-year performance period.
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