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AMERICAN EXPRESS CO Director's Dealing 2021

Aug 5, 2021

29774_dirs_2021-08-04_5605e60a-0b40-42e1-957e-5b0eb631d2e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-08-02

Reporting Person: CAMPBELL JEFFREY C (Vice Chairman and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-02 Common Stock M 24892 $73.77 Acquired 111016.628 Direct
2021-08-02 Common Stock M 49785 $73.77 Acquired 160801.628 Direct
2021-08-02 Common Stock S 20901 $169.51 Disposed 139900.628 Direct
2021-08-02 Common Stock S 11426 $170.24 Disposed 128474.628 Direct
2021-08-02 Common Stock S 10024 $171.29 Disposed 118450.628 Direct
2021-08-02 Common Stock S 5334 $172.28 Disposed 113116.628 Direct
2021-08-02 Common Stock S 2100 $173.05 Disposed 111016.628 Direct
2021-08-02 Common Stock S 9810 $169.49 Disposed 101206.628 Direct
2021-08-02 Common Stock S 6182 $170.18 Disposed 95024.628 Direct
2021-08-02 Common Stock S 5300 $171.29 Disposed 89724.628 Direct
2021-08-02 Common Stock S 3200 $172.41 Disposed 86524.628 Direct
2021-08-02 Common Stock S 400 $173.18 Disposed 86124.628 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-02 Employee Stock Option (Right to Buy) $73.77 M 24892 Disposed 2023-07-31 Common Stock (24892) Direct
2021-08-02 Employee Stock Option (Right to Buy) $73.77 M 49785 Disposed 2023-07-31 Common Stock (49785) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.85 to $169.84. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.85 to $170.84. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.85 to $171.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.86 to $172.85. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.86 to $173.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.83 to $169.82. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.83 to $170.79. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.86 to $171.85. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.93 to $172.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.99 to $173.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F11: Includes shares acquired pursuant to dividend reinvestment.