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AMERICAN EXPRESS CO — Director's Dealing 2020
Jan 3, 2020
29774_dirs_2020-01-03_609b4276-929f-4f9b-ab6f-225303c453ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2019-12-31
Reporting Person: WILLIAMS RONALD A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Share Equivalent Units | $ | A | 310.397 | Acquired | Common Stock (310.397) | Direct | |
| 2019-12-31 | Share Equivalent Units | $ | A | 150.192 | Acquired | Common Stock (150.192) | Direct |
Footnotes
F1: Each Share Equivalent Unit reflects the value of one common share.
F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F5: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.