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AMERICAN EXPRESS CO Director's Dealing 2020

Jan 28, 2020

29774_dirs_2020-01-28_bd9c509e-f2ee-4dd9-b065-ec11d20f8d94.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2020-01-24

Reporting Person: Seeger Laureen (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-24 Common Stock M 17777 $83.30 Acquired 53739.03 Direct
2020-01-24 Common Stock S 12977 $136.76 Disposed 40762.03 Direct
2020-01-24 Common Stock S 4800 $136.00 Disposed 35962.03 Direct
2020-01-24 Common Stock S 1200 $136.58 Disposed 34762.03 Direct
2020-01-24 Common Stock S 6000 $134.58 Disposed 28762.03 Direct
2020-01-24 Common Stock S 2194 $135.32 Disposed 26568.03 Direct
2020-01-24 Common Stock S 400 $137.49 Disposed 26168.03 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-24 Employee Stock Option (Right to Buy) $83.30 M 17777 Disposed 2025-01-26 Common Stock (17777) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.37 to $137.21. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.87 to $136.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.15 to $137.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.01 to 135.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.01 to $135.93. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.36 to $137.72. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F7: Includes shares acquired pursuant to dividend reinvestment.