AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2020
Jan 31, 2020
29774_dirs_2020-01-30_59432a1a-808c-415d-9c81-f05e7c3dafd0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2020-01-28
Reporting Person: CAMPBELL JEFFREY C (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-28 | Common Stock | A | 26147 | $132.45 | Acquired | 82203.854 | Direct |
| 2020-01-28 | Common Stock | F | 12890 | $132.45 | Disposed | 69313.854 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-28 | Employee Stock Option (Right to Buy) | $77.43 | A | 26147 | Acquired | 2027-01-28 | Common Stock (26147) | Direct |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020.