AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2020
Jan 31, 2020
29774_dirs_2020-01-30_9f8fd255-6751-44b5-a657-48aeef20225f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2020-01-28
Reporting Person: Joabar Raymond (CRO and Pres., GRBC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-28 | Common Stock | A | 9686 | $132.45 | Acquired | 15301 | Direct |
| 2020-01-28 | Common Stock | F | 5155 | $132.45 | Disposed | 10146 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 236.32 | Indirect |
| Common Stock | 2745 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.