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AMERICAN EXPRESS CO — Director's Dealing 2020
Jan 31, 2020
29774_dirs_2020-01-30_f5b21085-186a-4b9c-b624-0476095926fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2020-01-28
Reporting Person: Pickett Denise (President, Glbl Services Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-28 | Common Stock | A | 9686 | $132.45 | Acquired | 17124.647 | Direct |
| 2020-01-28 | Common Stock | F | 4109 | $132.45 | Disposed | 13015.647 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1362.949 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.