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AMERICAN EXPRESS CO Director's Dealing 2020

Jan 31, 2020

29774_dirs_2020-01-30_2b89897f-3304-4e0b-8077-6911d74e2c69.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2020-01-28

Reporting Person: Rutledge Elizabeth (Chief Marketing Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-28 Common Stock A 6134 $132.45 Acquired 55157.331 Direct
2020-01-28 Common Stock F 2116 $132.45 Disposed 53041.331 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2032.67 Indirect

Footnotes

F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.

F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3: Includes shares acquired pursuant to dividend reinvestment.

F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.