AMERICAN EXPRESS CO — Director's Dealing 2020

Nov 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2020-10-31

Reporting Person: Squeri Stephen J (Director, Chairman and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-31	Employee Stock Option (Right to Buy)	$95.52	A	234619	Acquired	2024-10-31	Common Stock (234619)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	205877	Indirect

Footnotes

F1: This balance reflects the prior transfer of 205,877 shares from the reporting person's direct holdings to a Grantor Retained Annuity Trust (GRAT).

F2: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on October 31, 2017. These options became exercisable on October 31, 2020 based on the Company's positive cumulative net income over the three year performance period.