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AMERICAN EXPRESS CO Director's Dealing 2019

Jan 30, 2019

29774_dirs_2019-01-29_cbbc1b7d-885c-44e5-b7a0-d34e99af7bef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2019-01-26

Reporting Person: GORDON MARC D (Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-26 Common Stock A 17628 $100.77 Acquired 37441.647 Direct
2019-01-26 Common Stock F 7229 $100.77 Disposed 30212.647 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-26 Employee Stock Option (Right to Buy) $55.09 A 17628 Acquired 2026-01-26 Common Stock (17628) Direct

Footnotes

F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3: Includes shares acquired pursuant to dividend reinvestment.

F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.