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AMERICAN EXPRESS CO — Director's Dealing 2019
Jan 30, 2019
29774_dirs_2019-01-29_e5a41340-a4b3-46d8-8e12-ca44b42242f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2019-01-26
Reporting Person: Rutledge Elizabeth (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-26 | Common Stock | A | 421 | $100.77 | Acquired | 43707.854 | Direct |
| 2019-01-26 | Common Stock | F | 166 | $100.77 | Disposed | 43541.854 | Direct |
| 2019-01-26 | Common Stock | A | 5718 | $100.77 | Acquired | 49259.854 | Direct |
| 2019-01-26 | Common Stock | F | 1961 | $100.77 | Disposed | 47298.854 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2010.12 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested in four equal installments.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.
F4: Includes shares acquired pursuant to dividend reinvestment.
F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.