AMERICAN EXPRESS CO — Director's Dealing 2019

Sep 16, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2019-09-05

Reporting Person: Joabar Raymond (CRO and Pres., GRBC)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3159	Direct
Common Stock	235.51	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to Buy)	$65.43	2026-04-29	Common Stock (20000)		Direct

Footnotes

F1: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F2: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two year performance period.