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AMERICAN EXPRESS CO — Director's Dealing 2019
Oct 2, 2019
29774_dirs_2019-10-02_de13aefd-8ce2-4c83-bcda-44e103385096.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2019-09-30
Reporting Person: WILLIAMS RONALD A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-30 | Share Equivalent Units | $ | A | 327.363 | Acquired | Common Stock (327.363) | Direct | |
| 2019-09-30 | Share Equivalent Units | $ | A | 158.402 | Acquired | Common Stock (158.402) | Direct |
Footnotes
F1: Each Share Equivalent Unit reflects the value of one common share.
F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F5: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.