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AMERICAN EXPRESS CO — Director's Dealing 2018
Oct 2, 2018
29774_dirs_2018-10-02_2135496b-629c-4b13-a512-3d1d8ef3f0ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2018-09-30
Reporting Person: WILLIAMS RONALD A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-30 | Share Equivalent Units | $ | A | 354.53 | Acquired | Common Stock (354.53) | Direct | |
| 2018-09-30 | Share Equivalent Units | $ | A | 171.55 | Acquired | Common Stock (171.55) | Direct |
Footnotes
F1: Each Share Equivalent Unit reflects the value of one common share.
F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F5: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.