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AMERICAN EXPRESS CO — Director's Dealing 2018
Nov 1, 2018
29774_dirs_2018-11-01_1d987766-fffa-4573-8e51-ad3a56bcd022.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2018-10-30
Reporting Person: Squeri Stephen J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-30 | Common Stock | A | 68250 | $101.19 | Acquired | 257020.813 | Direct |
| 2018-10-30 | Common Stock | F | 37504 | $101.19 | Disposed | 219516.813 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 119.49 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to a vesting of Restricted Stock Units that were granted to the reporting person in October 2015 and vested 100% on the third anniversary of the grant.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.