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AMERICAN EXPRESS CO — Director's Dealing 2010
Jan 29, 2010
29774_dirs_2010-01-28_a4dbef96-cdf3-4732-8323-8219b9049d87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2010-01-26
Reporting Person: Squeri Stephen J (Group Pres., Global Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-26 | Common Stock | A | 13123 | — | Acquired | 104133 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-26 | Employee Stock Option (Right to Buy) | $38.10 | A | 157480 | Acquired | 2020-01-26 | Common Stock (157480) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4593 | Indirect |
Footnotes
F1: The reported acquisition represents the grant of a Restricted Stock Award under the Company's Long Term Incentive Plan. Vesting is subject to award requirements including the Company's achievement of certain financial performance requirements.
F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F3: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."