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AMERICAN EXPRESS CO — Director's Dealing 2010
Apr 28, 2010
29774_dirs_2010-04-28_2a50ced1-e064-468e-9b36-209b3804f965.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2010-04-26
Reporting Person: SCHICK THOMAS A (EVP-Corp. Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-26 | Common Stock | M | 188496 | $38.922 | Acquired | 268348.95 | Direct |
| 2010-04-26 | Common Stock | S | 179583 | $46.90 | Disposed | 88765.95 | Direct |
| 2010-04-26 | Common Stock | S | 8913 | $46.90 | Disposed | 79852.95 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-04-26 | Employee Stock Option (Right to Buy) | $38.922 | M | 188496 | Disposed | 2011-02-26 | Common Stock (188496) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1079 | Indirect |
Footnotes
F1: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F2: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."
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