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American Bitcoin Corp. — Director's Dealing 2021
Mar 4, 2021
30919_dirs_2021-03-04_a814663f-8d28-4219-95ae-3c7df7615cd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report: 2021-02-09
Reporting Person: Fowle John Michael JR (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Shares | M | 18182 | — | Acquired | 18182 | Direct |
| 2021-02-09 | Common Shares | F | 6218 | $6.82 | Disposed | 11964 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | Restricted Stock Units | $ | M | 18182 | Disposed | Common Shares (18182) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
F2: Represents shares withheld for tax purposes on settlement of RSUs.
F3: The RSUs were granted on December 17, 2019, and vest as follows: 18,182 on December 17, 2020; 18,182 on December 17, 2021; 18,182 on December 17, 2022; and 18,181 on December 17, 2023; provided that the RSUs shall vest immediately on a change in control. Settlement of all vested RSUs occurred on February 9, 2021.
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