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American Bitcoin Corp. — Director's Dealing 2021
Mar 5, 2021
30919_dirs_2021-03-04_61060a4c-6b18-4371-a51f-96884331ec15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report: 2021-02-09
Reporting Person: Billingsley Jessica (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Shares | M | 2500 | — | Acquired | 22194 | Direct |
| 2021-02-09 | Common Shares | F | 7323 | $6.82 | Disposed | 14871 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | Restricted Stock Units | $ | M | 2500 | Disposed | Common Shares (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1155802 | Indirect |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
F2: Tax withholding on settlement of RSUs on February 9, 2021, and RSUs previously reported in Table I of the Form 4 filed by the reporting person on September 22, 2020.
F3: The RSUs were granted on February 20, 2020, and vest as follows: 2,500 on July 1, 2020; 2,500 on July 1, 2021; 2,500 on July 1, 2022; and 2,500 on July 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021.
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