AI assistant
American Bitcoin Corp. — Director's Dealing 2021
Mar 5, 2021
30919_dirs_2021-03-04_d0955ed7-388a-482a-8382-0bc16faa9f91.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report: 2021-02-09
Reporting Person: Simosko Nina (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Shares | M | 31289 | — | Acquired | 31289 | Direct |
| 2021-02-09 | Common Shares | F | 8523 | $6.82 | Disposed | 22766 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | Restricted Stock Units | $ | M | 31289 | Disposed | 2023-10-07 | Common Shares (93867) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
F2: Represents shares withheld for tax purposes on settlement of RSUs.
F3: The RSUs were granted on October 7, 2019, and vest as follows: 31,289 on October 7, 2020; 31,289 on October 7, 2021; 31,289 on October 7, 2022; and 31,289 on October 7, 2023; provided that (I) the RSUs shall vest immediately upon a change in control, and (ii) 33% of the unvested RSUs shall vest immediately on such date as the reporting person is terminated without cause or by her with good reason. Settlement of all vested RSUs occurred on February 9, 2021.