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American Bitcoin Corp. — Director's Dealing 2021
Mar 5, 2021
30919_dirs_2021-03-04_a24dc523-48f0-4c31-bb67-358ff4dd3bc0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report: 2021-02-09
Reporting Person: Kane Matthew Ryan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Shares | M | 532 | — | Acquired | 532 | Direct |
| 2021-02-09 | Common Shares | M | 1382 | — | Acquired | 1914 | Direct |
| 2021-02-09 | Common Shares | M | 1854 | — | Acquired | 3768 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | Restricted Stock Units | $ | M | 532 | Disposed | Common Shares (532) | Direct | |
| 2021-02-09 | Restricted Stock Units | $ | M | 1382 | Disposed | Common Shares (1382) | Direct | |
| 2021-02-09 | Restricted Stock Units | $ | M | 1854 | Disposed | Common Shares (1854) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 261750 | Indirect |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
F2: Held by Jud Wiebe Fund, LLC and Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
F3: The RSUs were granted on October 7, 2019, and vested as follows: 133 on October 7, 2019; 133 on December 31, 2019; 133 on March 31, 2020; and 133 on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021.
F4: The RSUs were granted on January 28, 2020, and vested as follows: 460 RSUs vested on January 28, 2020, 461 RSUs vested on March 31, 2020, and 461 RSU vested on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021.
F5: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021.