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American Bitcoin Corp. Director's Dealing 2021

Mar 5, 2021

30919_dirs_2021-03-04_a24dc523-48f0-4c31-bb67-358ff4dd3bc0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report: 2021-02-09

Reporting Person: Kane Matthew Ryan (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-09 Common Shares M 532 Acquired 532 Direct
2021-02-09 Common Shares M 1382 Acquired 1914 Direct
2021-02-09 Common Shares M 1854 Acquired 3768 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-09 Restricted Stock Units $ M 532 Disposed Common Shares (532) Direct
2021-02-09 Restricted Stock Units $ M 1382 Disposed Common Shares (1382) Direct
2021-02-09 Restricted Stock Units $ M 1854 Disposed Common Shares (1854) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 261750 Indirect

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.

F2: Held by Jud Wiebe Fund, LLC and Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.

F3: The RSUs were granted on October 7, 2019, and vested as follows: 133 on October 7, 2019; 133 on December 31, 2019; 133 on March 31, 2020; and 133 on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021.

F4: The RSUs were granted on January 28, 2020, and vested as follows: 460 RSUs vested on January 28, 2020, 461 RSUs vested on March 31, 2020, and 461 RSU vested on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021.

F5: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021.