American Bitcoin Corp. — Director's Dealing 2021

Mar 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report: 2021-02-09

Reporting Person: Thompson Cecil Ray JR (Chief Operating Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-09	Common Shares	M	6250	—	Acquired	6250	Direct
2021-02-09	Common Shares	M	6679	—	Acquired	12929	Direct
2021-02-09	Common Shares	M	2500	—	Acquired	15429	Direct
2021-02-09	Common Shares	F	5276	$6.82	Disposed	10153	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-09	Restricted Stock Units	$	M	6250	Disposed		Common Shares (6250)	Direct
2021-02-09	Restricted Stock Units	$	M	6679	Disposed		Common Shares (6679)	Direct
2021-02-09	Restricted Stock Units	$	M	2500	Disposed		Common Shares (2500)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.

F2: Represents shares withheld for tax purposes on settlement of RSUs.

F3: The RSUs were granted on January 28, 2020, and vest as follows: 6,250 on the date of grant; 6,250 on January 1, 2021; 6,250 on January 1, 2022; and 6,250 on January 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021.

F4: The RSUs were granted on February 20, 2020 and vest as follows: 6,679 on the date of grant; 6,679 on January 1, 2021; 6,679 on January 1, 2022; and 6,679 on January 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021.

F5: The RSUs were granted on February 20, 2020, and vest as follows: 2,500 on July 1, 2020; 2,500 on July 1, 2021; 2,500 on July 1, 2022; and 2,500 on July 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021.