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American Bitcoin Corp. — Director's Dealing 2021
Mar 22, 2021
30919_dirs_2021-03-22_42522bbd-6614-4fd4-bf3d-d2dc06cdf28d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report: 2021-02-09
Reporting Person: Iwanowski Mark (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Shares | M | 490 | — | Acquired | 2490 | Direct |
| 2021-02-09 | Common Shares | M | 1498 | — | Acquired | 3988 | Direct |
| 2021-02-09 | Common Shares | M | 1992 | — | Acquired | 5980 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | Restricted Stock Units | $ | M | 490 | Disposed | Common Shares (490) | Direct | |
| 2021-02-09 | Restricted Stock Units | $ | M | 1498 | Disposed | Common shares (1498) | Direct | |
| 2021-02-09 | Restricted Stock Units | $ | M | 1992 | Disposed | Common Shares (1992) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
F2: The RSUs were granted on October 17, 2019, and vested in quarterly installments on October 7, 2019; December 31, 2019; March 31, 2020; and June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021.
F3: The RSUs were granted on January 28, 2020, and vested in three equal installments on January 28, 2020, March 31, 2020, and June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021.
F4: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021.