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American Bitcoin Corp. — Director's Dealing 2021
Oct 13, 2021
30919_dirs_2021-10-13_22a7d55c-63cc-4056-8009-a25c41eb54ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report: 2021-08-04
Reporting Person: Kane Matthew Ryan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-04 | Common Shares | M | 1854 | — | Acquired | 133782 | Direct |
| 2021-10-08 | Common Shares | P | 11299 | $2.70 | Acquired | 145081 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-04 | Restricted Stock Units | $ | M | 1854 | Disposed | Common Shares (1854) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 261750 | Indirect |
Footnotes
F1: Includes 128,160 common shares purchased by the reporting person on October 6, 2021, as reported on Form 4 filed with the Securities and Exchange Commission on October 8, 2021.
F2: Held by Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
F4: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of the vested RSUs occurred on August 4, 2021.