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American Bitcoin Corp. — Director's Dealing 2020
Sep 23, 2020
30919_dirs_2020-09-22_80547c0c-066f-40c6-b789-333c812020b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report: 2020-09-01
Reporting Person: Sozio Scott (Director, Head of CD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-04 | Common Shares | A | 38527 | — | Acquired | 241362 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-04 | Restricted Stock Units | $ | A | 10000 | Acquired | 2024-07-02 | Common Shares (10000) | Direct |
| 2020-09-01 | Restricted Stock Units | $ | A | 92166 | Acquired | 2024-07-02 | Common Shares (92166) | Direct |
Footnotes
F1: Represents 38,527 shares of common stock issuable upon settlement of 38,527 restricted stock units ("RSUs") of Akerna Corp. (the "Company"). The RSUs were granted on August 6, 2020, vested immediately, and may be settled solely in shares of common stock, par value $0.0001 of the Company. The RSUs were granted under the Akerna Corp. 2019 Long Term Incentive Plan.
F2: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021.