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American Bitcoin Corp. Director's Dealing 2019

Dec 23, 2019

30919_dirs_2019-12-23_b76c7128-9873-4e9e-949e-608f66b07388.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report:* 2019-12-19

Reporting Person: MTech Sponsor LLC (10% Owner)
Reporting Person: SS FL LLC (10% Owner)
Reporting Person: Game Boy Partners LLC (10% Owner)
Reporting Person: VAN DYKE STEVEN A (10% Owner)
Reporting Person: Effron Drew (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-19 Common Stock D 775565 Disposed 805565 Direct
2019-12-23 Common Stock D 805565 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-19 Warrants $11.5 D 121875 Acquired 2024-06-17 Common Stock (121875) Direct
2019-12-23 Warrants $11.5 D 121875 Acquired 2024-06-17 Common Stock (121875) Direct

Footnotes

F1: Represents the distribution of all shares of common stock and warrants to purchase shares of common stock of the Company held by MTech Sponsor LLC (the "Sponsor") to its underlying members. SS FL LLC and Game Boy Partners, LLC are the managing members of the Sponsor and had voting and investment discretion with respect to the common stock held of record by the Sponsor prior to the distribution to its members. Mr. Steven Van Dyke is the managing member of SS FL LLC, one of the managing members of the MTech Sponsor LLC. Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the MTech Sponsor LLC, and jointly with Mr. Van Dyke, had the voting and dispositive power of the securities held by the Sponsor prior to distribution to its members. Accordingly, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares.