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American Bitcoin Corp. — Director's Dealing 2019
Dec 23, 2019
30919_dirs_2019-12-23_b76c7128-9873-4e9e-949e-608f66b07388.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Akerna Corp. (KERN)
CIK: 0001755953
Period of Report:* 2019-12-19
Reporting Person: MTech Sponsor LLC (10% Owner)
Reporting Person: SS FL LLC (10% Owner)
Reporting Person: Game Boy Partners LLC (10% Owner)
Reporting Person: VAN DYKE STEVEN A (10% Owner)
Reporting Person: Effron Drew (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-19 | Common Stock | D | 775565 | — | Disposed | 805565 | Direct |
| 2019-12-23 | Common Stock | D | 805565 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-19 | Warrants | $11.5 | D | 121875 | Acquired | 2024-06-17 | Common Stock (121875) | Direct |
| 2019-12-23 | Warrants | $11.5 | D | 121875 | Acquired | 2024-06-17 | Common Stock (121875) | Direct |
Footnotes
F1: Represents the distribution of all shares of common stock and warrants to purchase shares of common stock of the Company held by MTech Sponsor LLC (the "Sponsor") to its underlying members. SS FL LLC and Game Boy Partners, LLC are the managing members of the Sponsor and had voting and investment discretion with respect to the common stock held of record by the Sponsor prior to the distribution to its members. Mr. Steven Van Dyke is the managing member of SS FL LLC, one of the managing members of the MTech Sponsor LLC. Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the MTech Sponsor LLC, and jointly with Mr. Van Dyke, had the voting and dispositive power of the securities held by the Sponsor prior to distribution to its members. Accordingly, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares.