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Ameresco, Inc. — Director's Dealing 2021
Aug 11, 2021
31771_dirs_2021-08-11_ad976a28-1ac2-4188-9a56-9922de09eab1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ameresco, Inc. (AMRC)
CIK: 0001488139
Period of Report: 2021-08-09
Reporting Person: Sutton Joseph W. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-09 | Class A Common Stock | M | 10000 | $10.75 | Acquired | 10000 | Direct |
| 2021-08-09 | Class A Common Stock | S | 10000 | $67.57 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-09 | Stock Option (right to purchase) | $10.75 | M | 10000 | Disposed | 2022-05-30 | Class A Common Stock (10000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 228355 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.02 to $68, inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: The amount reported in Column 5 gives effect to the Form 4 amendment filed by the reporting person on February 3, 2021, and thus differs from the amount reported in Column 5 of the reporting person's Form 4 filed January 28, 2021, the most recent Form 4 on which this holding was reported.
F3: Mr. Sutton is managing member of Sutton Ventures Group LLC, which is the general partner of Sutton Ventures LP.
F4: Of the shares subject to the option, 20% vest on May 31, 2013, and the remainder vest on each of the subsequent four anniversaries of such date.