Ameresco, Inc. — Director's Dealing 2020

Dec 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ameresco, Inc. (AMRC)
CIK: 0001488139
Period of Report: 2020-12-04

Reporting Person: Murley Thomas S (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-04	Class A Common Stock	M	1087	$6.80	Acquired	11587	Direct
2020-12-04	Class A Common Stock	M	500	$15.37	Acquired	12087	Direct
2020-12-04	Class A Common Stock	M	4000	$11.55	Acquired	16087	Direct
2020-12-04	Class A Common Stock	S	5587	$43.721	Disposed	10500	Direct
2020-12-07	Class A Common Stock	M	1500	$15.37	Acquired	12000	Direct
2020-12-07	Class A Common Stock	M	12170	$5.10	Acquired	24170	Direct
2020-12-07	Class A Common Stock	S	13670	$43.38	Disposed	10500	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-04	Stock Option (right to purchase)	$6.8	M	1087	Disposed	2027-05-30	Class A Common Stock (1087.0)	Direct
2020-12-04	Stock Option (right to purchase)	$15.37	M	500	Disposed	2029-05-22	Class A Common Stock (500.0)	Direct
2020-12-04	Stock Option (right to purchase)	$11.55	M	4000	Disposed	2028-05-23	Class A Common Stock (4000.0)	Direct
2020-12-07	Stock Option (right to purchase)	$15.37	S	1500	Disposed	2029-05-22	Class A Common Stock (1500.0)	Direct
2020-12-07	Stock Option (right to puchase)	$5.1	S	12170	Disposed	2026-10-25	Class A Common Stock (12170.0)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.70 to $43.76, inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.25 to $43.53, inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: Of the shares subject to the option, 20% vested on June 1, 2018, and the remainder vest in four equal installments on each of the subsequent four anniversaries of such date.

F4: Of the shares subject to the option, 20% vested on May 23, 2020, and the remainder vest in four equal installments on each of the subsequent four anniversaries of such date.

F5: Of the shares subject to the option, 20% vested on May 24, 2019, and the remainder vest in four equal installments on each of the subsequent four anniversaries of such date.

F6: Of the shares subject to the option, 20% vested on October 26, 2016, and the remainder vest in four equal installments on each of the subsequent four anniversaries of such date.