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Ameresco, Inc. — Director's Dealing 2018
Jun 14, 2018
31771_dirs_2018-06-14_97292e78-03e2-43c3-b12b-f146bd01698b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ameresco, Inc. (AMRC)
CIK: 0001488139
Period of Report: 2018-06-13
Reporting Person: Maltezos Louis P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-13 | Class A Common Stock | M | 5000 | $6.06 | Acquired | 7000 | Direct |
| 2018-06-13 | Class A Common Stock | S | 5000 | $11.76 | Disposed | 2000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-13 | Stock Option (right to purchase) | $6.06 | M | 5000 | Disposed | 2019-07-22 | Class A Common Stock (5000.0) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $11.95, inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3: Of the shares subject to the option, 20% vest on July 22, 2010, and the remainder vest in 16 equal quarterly installments thereafter.