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Ameresco, Inc. — Director's Dealing 2014
Jul 21, 2014
31771_dirs_2014-07-21_09326fb1-2721-42a2-904f-3b6a3e412d3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ameresco, Inc. (AMRC)
CIK: 0001488139
Period of Report: 2014-07-18
Reporting Person: Iusi Mario (President, Ameresco Canada)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-18 | Class A Common Stock | M | 101731 | $2.75 | Acquired | 101731 | Direct |
| 2014-07-18 | Class A Common Stock | S | 101731 | $6.82 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-18 | Stock Option (right to buy) | $2.75 | M | 101731 | Disposed | 2014-07-20 | Class A Common Stock (101731) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2013.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.76 to $6.88,
inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
F3: Of the shares subject to the option, 20% vested on July 20, 2005, and the remainder vest on each of the subsequent four anniversaries of such date.