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Ameresco, Inc. — Director's Dealing 2013
Sep 23, 2013
31771_dirs_2013-09-23_ff296746-06b2-40e9-a2cf-45ba6b3767ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ameresco, Inc. (AMRC)
CIK: 0001488139
Period of Report: 2013-09-20
Reporting Person: Maltezos Louis P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-20 | Class A Common Stock | M | 20000 | $4.22 | Acquired | 20000 | Direct |
| 2013-09-20 | Class A Common Stock | S | 20000 | $10.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-20 | Stock Option (right to purchase) | $4.22 | M | 20000 | Disposed | 2017-07-25 | Class A Common Stock (20000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2012.
F2: Of the shares subject to the option, 20% vested on July 25, 2008, and the remainder vested in 16 equal quarterly installments thereafter.
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