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Ameresco, Inc. — Director's Dealing 2012
Mar 6, 2012
31771_dirs_2012-03-06_1817af95-c92e-44bc-8fd5-8a2add4386c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ameresco, Inc. (AMRC)
CIK: 0001488139
Period of Report: 2012-03-05
Reporting Person: Derrington Keith A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-05 | Class A Common Stock | M | 2726 | $2.75 | Acquired | 2726 | Direct |
| 2012-03-05 | Class A Common Stock | S | 2726 | $13.262 | Disposed | 0 | Direct |
| 2012-03-05 | Class A Common Stock | M | 15000 | $3.41 | Acquired | 15000 | Direct |
| 2012-03-05 | Class A Common Stock | S | 15000 | $13.268 | Disposed | 0 | Direct |
| 2012-03-05 | Class A Common Stock | M | 7274 | $2.75 | Acquired | 7274 | Direct |
| 2012-03-05 | Class A Common Stock | S | 7274 | $13.265 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-05 | Stock Option (right to purchase) | $2.75 | M | 2726 | Disposed | 2014-06-25 | Class A Common Stock (2726) | Direct |
| 2012-03-05 | Stock Option (right to purchase) | $3.41 | M | 15000 | Disposed | 2017-01-24 | Class A Common Stock (15000) | Direct |
| 2012-03-05 | Stock Option (right to purchase) | $2.75 | M | 7274 | Disposed | 2014-06-25 | Class A Common Stock (7274) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2011.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.12 to $13.38,
inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.107 to $13.39,
inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.39,
inclusive.
F5: Of the shares subject to the option, 20% vested on June 25, 2005, and the remainder vested in 16 equal quarterly installments thereafter.
F6: Of the shares subject to the option, 20% vested on January 24, 2008 and the remainder vested in 16 equal quarterly installments thereafter.