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Ameresco, Inc. — Director's Dealing 2011
Apr 22, 2011
31771_dirs_2011-04-22_46759fe2-2ab2-4e88-b1d2-b79adedcc319.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ameresco, Inc. (AMRC)
CIK: 0001488139
Period of Report: 2011-04-21
Reporting Person: Maltezos Louis P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-21 | Class A Common Stock | M | 10000 | $2.75 | Acquired | 10000 | Direct |
| 2011-04-21 | Class A Common Stock | S | 10000 | $16.374 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-21 | Stock Option (right to purchase) | $2.75 | M | 10000 | Disposed | 2014-06-25 | Class A Common Stock (10000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2011.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.30 to $16.47,
inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2).
F3: Of the shares subject to the option, 20% vested on June 25, 2005, and the remainder vested in 16 equal quarterly installments thereafter.