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Ameresco, Inc. — Director's Dealing 2011
Jul 8, 2011
31771_dirs_2011-07-08_4fd8d026-55df-4233-9975-5ab11d3c77db.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Ameresco, Inc. (AMRC)
CIK: 0001488139
Period of Report: 2011-07-01
Reporting Person: DeManche Joseph P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-01 | Class A Common Stock | M | 15000 | $4.22 | Acquired | 271758 | Direct |
| 2011-07-01 | Class A Common Stock | S | 15000 | $14.434 | Disposed | 256758 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-01 | Stock Option (right to purchase) | $4.22 | M | 15000 | Disposed | 2017-07-25 | Class A Common Stock (15000) | Direct |
Footnotes
F1: Due to an administrative error, the reporting person's Form 4 filed on July 5, 2011 mistakenly repeated transaction information for a transaction previously reported on behalf of the reporting person on a Form 4 filed June 2, 2011. This amended Form 4 is being filed to report the correct transaction dates in Table I, column 2 and in Table II, column 3 and sale price information in Table I, column 4, row 2 and footnote (2) for the reporting person's transactions that occurred on July 1, 2011.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2010.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.13 to $14.81,
inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F4: Of the shares subject to the option, 20% vested on July 25, 2008, and the remainder vest in 16 equal installments thereafter.