Regulatory Filings • Mar 13, 2023
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): March 13, 2023
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| Commission File Number | Exact Name of Registrant as Specified in Charter; State of Incorporation; Address and Telephone Number | IRS Employer Identification Number |
|---|---|---|
| 1-14756 | Ameren | |
| Corporation ( Missouri Corporation) 1901 | ||
| Chouteau Avenue St. | ||
| Louis , Missouri 63103 ( 314 ) 621-3222 | 43-1723446 | |
| 1-2967 | Union | |
| Electric Company ( Missouri Corporation) 1901 | ||
| Chouteau Avenue St. | ||
| Louis , Missouri 63103 ( 314 ) 621-3222 | 43-0559760 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title
of each class | Trading
Symbol(s) | Name
of each exchange on which registered |
| --- | --- | --- |
| Common
Stock, $0.01 par value per share | AEE | New
York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging Growth Company | |
|---|---|
| Ameren Corporation | ¨ |
| Union Electric Company | ¨ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
| Ameren Corporation | ¨ |
|---|---|
| Union Electric Company | ¨ |
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ITEM 8.01 Other Events.
On March 13, 2023, Union Electric Company, doing business as Ameren Missouri (“Ameren Missouri”), a subsidiary of Ameren Corporation, sold $500 million principal amount of its 5.45% First Mortgage Bonds due 2053 (the “Bonds”). The Bonds were offered pursuant to a Registration Statement on Form S-3 (File No. 333-249475-01), which became effective on October 14, 2020, and a Prospectus Supplement dated February 27, 2023, to a Prospectus dated October 14, 2020. Ameren Missouri received net offering proceeds of approximately $494.6 million, before expenses, upon closing of the transaction.
This Current Report on Form 8-K is being filed to report as exhibits certain documents in connection with the offering of the Bonds.
ITEM 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit Number | Title |
|---|---|
| 1 | Underwriting Agreement, dated February 27, 2023, between Ameren Missouri and the several underwriters named therein, for whom |
| BofA Securities, Inc., KeyBanc Capital Markets Inc., RBC Capital Markets, LLC, TD Securities (USA) LLC and U.S. Bancorp Investments, Inc. | |
| are acting as representatives. | |
| 4.1* | Indenture of Mortgage and Deed of Trust, dated June 15, 1937, from Ameren Missouri to The Bank of New York Mellon, as successor |
| trustee, as amended May 1, 1941, and Second Supplemental Indenture dated May 1, 1941 (Exhibit B-1, File No. 2-4940). | |
| 4.2 | Supplemental Indenture, dated February 1, 2023, by and between Ameren Missouri and The Bank of New York Mellon, as successor |
| trustee, relating to the 5.45% First Mortgage Bonds due 2053. | |
| 5.1 | Opinion of Chonda J. Nwamu, Esq., Executive Vice President, General Counsel and Secretary of Ameren Missouri, regarding the legality |
| of the Bonds (including consent). | |
| 5.2 | Opinion of Morgan, Lewis & Bockius LLP regarding the legality of the Bonds (including consent). |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL). |
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This combined Form 8-K is being filed separately by Ameren Corporation and Union Electric Company (each a “registrant”). Information contained herein relating to any individual registrant has been filed by such registrant on its own behalf. No registrant makes any representation as to information relating to any other registrant.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. The signature for each undersigned company shall be deemed to relate only to matters having reference to such company or its subsidiaries.
| AMEREN CORPORATION | |
|---|---|
| (Registrant) | |
| By: | /s/ |
| Michael L. Moehn | |
| Name: | Michael |
| L. Moehn | |
| Title: | Senior |
| Executive Vice President and Chief Financial Officer | |
| UNION ELECTRIC COMPANY | |
| (Registrant) | |
| By: | /s/ |
| Mark C. Birk | |
| Name: | Mark |
| C. Birk | |
| Title: | Chairman |
| and President |
Date: March 13, 2023
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