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Amerant Bancorp Inc. — Director's Dealing 2025
Apr 21, 2025
32395_dirs_2025-04-21_f7756969-0b57-466a-90d3-0a60c3e496a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amerant Bancorp Inc. (AMTB)
CIK: 0001734342
Period of Report: 2025-04-17
Reporting Person: Esterripa Juan (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-17 | Class A Common Stock | M | 9806 | — | Acquired | 21649.08 | Direct |
| 2025-04-17 | Class A Common Stock | F | 2388 | $18.61 | Disposed | 19261.08 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-17 | Restricted Stock Units LTI 2023 | $0 | M | 3021 | Disposed | Class A Common Stock (3021) | Direct | |
| 2025-04-17 | Restricted Stock Units | $0 | M | 6785 | Disposed | Class A Common Stock (6785) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.
F2: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.
F3: On April 17, 2023, Mr. Esterripa was awarded 9,064 RSUs under the 2023-2025 Long Term Incentive Plan. Each RSU represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.
F4: On April 17, 2023, Mr. Esterripa was awarded 20,356 RSUs in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Chief Commercial Banking Officer. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The RSUs will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.
F5: Balance includes 11,535 unvested RSUs awarded to Mr. Esterripa on February 18, 2025.