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Amerant Bancorp Inc. — Director's Dealing 2022
Jun 10, 2022
32395_dirs_2022-06-10_f8949517-f1c6-46e2-afa1-0097da9220f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amerant Bancorp Inc. (AMTB)
CIK: 0001734342
Period of Report: 2022-06-09
Reporting Person: Vollmer A. Gustavo J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-09 | Class A Common Stock | M | 2191 | — | Acquired | 2744 | Direct |
| 2022-06-09 | Class A Common Stock | D | 2191 | $28.22 | Disposed | 553 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-09 | Restricted Stock Units | $0.0 | M | 2191 | Disposed | Class A Common Stock (2191.0) | Direct | |
| 2022-06-09 | Restricted Stock Units | $0.0 | A | 1725 | Acquired | Class A Common Stock (1725.0) | Direct |
Footnotes
F1: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.
F2: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on June 9, 2022.
F3: On June 9, 2021, the reporting person was granted 2,191 cash-settled restricted stock units vesting on the first anniversary of the grant date.
F4: On June 9, 2022, Mr. Vollmer was awarded 1,725 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The 1,725 restricted stock units will vest on the last business day preceding the Company's 2023 annual meeting, provided that Mr. Vollmer remains in the continuous service of the Company through such date.