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Amerant Bancorp Inc. — Director's Dealing 2020
Dec 23, 2020
32395_dirs_2020-12-23_e2e67485-5f58-4d8e-886b-5b74a1d095d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amerant Bancorp Inc. (AMTB)
CIK: 0001734342
Period of Report: 2020-12-21
Reporting Person: Capriles L. Miguel A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-21 | Class A Common Stock | M | 3205 | — | Acquired | 3205 | Direct |
| 2020-12-21 | Class A Common Stock | D | 3205 | $14.73 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-21 | Restricted Stock Units | $0.0 | M | 3205 | Disposed | Class A Common Stock (3205.0) | Direct |
Footnotes
F1: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.
F2: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2020.
F3: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
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