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Amcor plc — Director's Dealing 2021
Sep 10, 2021
30311_dirs_2021-09-10_2b19f181-7975-45e6-a4f7-1cdf91be1e70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amcor plc (AMCR)
CIK: 0001748790
Period of Report: 2021-09-09
Reporting Person: Delia Ronald Stephen (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-09 | Ordinary Shares | M | 1606239 | $11.16 | Acquired | 3045726 | Direct |
| 2021-09-09 | Ordinary Shares | S | 1406239 | $12.1749 | Disposed | 1639487 | Direct |
| 2021-09-09 | Ordinary Shares | S | 185141 | $12.2378 | Disposed | 1454346 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-07 | Employee Stock Options | $11.16 | M | 1606239 | Disposed | 2024-10-31 | Ordinary Shares (1606239) | Direct |
Footnotes
F1: Exercise of Vested Employee Stock Options that were granted on August 7, 2019 under old Amcor's 2018-2019 Long Term Incentive Plan. The Options vested August 20, 2021.
F2: Prior to the option exercise and sale of the shares reported on this form, the Reporting Person held 1,439,487 Ordinary Shares. Following these transactions, the Reporting Person increased their holding of Ordinary Shares by 14,859 shares, resulting in a total holding of 1,454,346 Ordinary Shares. The sale of shares was used to fund the tax liability arising from the recent equity incentive plan vesting and option exercise price.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $12.130 to $12.320. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 using an average price.
F4: The price in Column 4 is a weighted average price. The prices actually received ranged from $12.180 to $12.335. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 using an average price.