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Amcor plc — Director's Dealing 2021
Sep 20, 2021
30311_dirs_2021-09-20_f6b0815f-d97b-4d25-9885-658037d387e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amcor plc (AMCR)
CIK: 0001748790
Period of Report: 2021-09-08
Reporting Person: Roegner Eric V (President,Amcor Rigid Plastics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-08 | Ordinary Shares | M | 303000 | $11.16 | Acquired | 452135 | Direct |
| 2021-09-08 | Ordinary Shares | S | 303000 | $12.30 | Disposed | 149135 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-08 | Employee Stock Options | $11.16 | M | 303000 | Disposed | 2024-10-31 | Ordinary Shares (303000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1100 | Indirect |
| Ordinary Shares | 500 | Indirect |
Footnotes
F1: Exercise of Vested Employee Stock Options that were granted on August 7, 2019 under old Amcor's 2018-2019 Long Term Incentive Plan. The Options vested August 20, 2021.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $12.26 to $12.365. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 using an average price.
F3: Prior to the option exercise and sale of the shares reported on this form, the Reporting Person held 149,135 Ordinary Shares. Following these transactions, the Reporting Person's directly held shares did not change. A portion of the sale of shares was used to fund the tax liability arising from the recent equity incentive plan vesting and option exercise price.