AI assistant
AMC ENTERTAINMENT HOLDINGS, INC. — Director's Dealing 2020
Dec 30, 2020
31899_dirs_2020-12-30_ff999e63-9427-49bc-bf5a-b2dd79fa260f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMC ENTERTAINMENT HOLDINGS, INC. (AMC)
CIK: 0001411579
Period of Report: 2020-12-28
Reporting Person: ARON ADAM M (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-28 | CLASS A COMMON STOCK | M | 277661 | — | Acquired | 1293994 | Direct |
| 2020-12-28 | CLASS A COMMON STOCK | A | 163498 | — | Acquired | 1457492 | Direct |
| 2020-12-28 | CLASS A COMMON STOCK | F | 198745 | — | Disposed | 1258747 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-28 | RESTRICTED STOCK UNITS | $0 | C | 58276 | Disposed | CLASS A COMMON STOCK (58276) | Direct | |
| 2020-12-28 | RESTRICTED STOCK UNITS | $0 | C | 71386 | Disposed | CLASS A COMMON STOCK (71386) | Direct | |
| 2020-12-28 | RESTRICTED STOCK UNITS | $0 | C | 147999 | Disposed | CLASS A COMMON STOCK (147999) | Direct |
Footnotes
F1: Shares of Issuer's Class A Common Stock ("Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted to the Reporting Person pursuant to the terms of a Restricted Stock Award Agreement ("Award") dated March 12, 2018 under the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan ("EIP"). One third of the original grant vested on December 28, 2020 based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share.
F2: Shares were issued upon the vesting of certain RSUs granted to the Reporting Person pursuant to the terms of an EIP Award dated March 6, 2019. One third of the original grant vested on December 28, 2020 based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share.
F3: Shares were issued upon the vesting of certain RSUs granted to the Reporting Person pursuant to the terms of an EIP Award dated February 28, 2020. One third of the original grant vested on December 28, 2020 based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share.
F4: Shares were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person pursuant to the terms of an EIP Award dated March 12, 2018. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested on December 28, 2020 based upon attainment of performance goals certified by the Issuer's Compensation Committee of the Board of Directors and the Reporting Person's continued employment with the Issuer. Each vested PSU was convertible into one Share.
F5: Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the vesting and Share delivery events described in notes 1-4 above.