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AMBARELLA INC — Director's Dealing 2022
Mar 18, 2022
31250_dirs_2022-03-18_3f0ff8e0-4523-47e6-99a1-798f83e28314.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2022-03-16
Reporting Person: PAISLEY CHRISTOPHER B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-16 | Ordinary Shares | M | 377 | — | Acquired | 31263 | Direct |
| 2022-03-16 | Ordinary Shares | M | 750 | $38.92 | Acquired | 32013 | Direct |
| 2022-03-16 | Ordinary Shares | S | 750 | $88.59 | Disposed | 31263 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-16 | Non-Qualified Stock Option (right to buy) | $38.92 | M | 750 | Disposed | 2024-09-07 | Ordinary Shares (750) | Direct |
| 2022-03-16 | Restricted Stock Units | $ | M | 377 | Disposed | 2022-09-15 | Ordinary Shares (377) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan of the Paisley Living Trust adopted on June 28, 2021.
F3: The shares subject to the option vest at a rate of 1/12 per month following the vesting start date of September 8, 2014.
F4: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.