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AMBARELLA INC — Director's Dealing 2022
Sep 20, 2022
31250_dirs_2022-09-20_d84ed765-c634-4135-99e9-1eb654e815ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2022-09-16
Reporting Person: Ju Chi-Hong (Sr. Vice President, Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-16 | Ordinary Shares | M | 2485 | — | Acquired | 156502 | Direct |
| 2022-09-16 | Ordinary Shares | S | 1272 | $63.25 | Disposed | 155230 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-16 | Restricted Stock Units | $ | M | 1195 | Disposed | 2023-03-15 | Ordinary Shares (1195) | Direct |
| 2022-09-16 | Restricted Stock Units | $ | M | 514 | Disposed | 2024-03-15 | Ordinary Shares (514) | Direct |
| 2022-09-16 | Restricted Stock Units | $ | M | 776 | Disposed | 2025-03-15 | Restricted Stock Units (776) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 142 shares acquired under the Company's employee stock purchase plan on September 15, 2022.
F3: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.
F5: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.
F6: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.