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AMBARELLA INC — Director's Dealing 2022
Dec 20, 2022
31250_dirs_2022-12-20_fd6d459b-4982-4797-a8dd-815b827b37e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2022-12-16
Reporting Person: Ju Chi-Hong (Sr. Vice President, Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-16 | Ordinary Shares | M | 2485 | — | Acquired | 157715 | Direct |
| 2022-12-16 | Ordinary Shares | S | 1262 | $83.77 | Disposed | 156453 | Direct |
| 2022-12-19 | Ordinary Shares | S | 764 | $80.4611 | Disposed | 155689 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-16 | Restricted Stock Units | $ | M | 1195 | Disposed | 2023-03-15 | Ordinary Shares (1195) | Direct |
| 2022-12-16 | Restricted Stock Units | $ | M | 514 | Disposed | 2024-03-15 | Ordinary Shares (514) | Direct |
| 2022-12-16 | Restricted Stock Units | $ | M | 776 | Disposed | 2025-03-15 | Restricted Stock Units (776) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
F3: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $80.46 to $80.47 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.
F5: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.
F6: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.