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AMBARELLA INC — Director's Dealing 2021
Mar 18, 2021
31250_dirs_2021-03-18_d240a7a2-77fa-46c3-a38b-e716012cde0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2021-03-16
Reporting Person: EICHLER KEVIN C (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-16 | Ordinary Shares | M | 8630 | — | Acquired | 52204 | Direct |
| 2021-03-16 | Ordinary Shares | S | 3301 | $112.0 | Disposed | 48903 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-16 | Restricted Stock Units | $ | M | 1187 | Disposed | 2022-03-15 | Ordinary Shares (1187) | Direct |
| 2021-03-16 | Restricted Stock Units | $ | M | 6250 | Disposed | 2022-09-15 | Ordinary Shares (6250) | Direct |
| 2021-03-16 | Restricted Stock Units | $ | M | 1193 | Disposed | 2023-03-15 | Ordinary Shares (1193) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 232 shares acquired under the Company's employee stock purchase plan on March 15, 2021.
F3: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.
F5: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022.
F6: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.