AI assistant
AMBARELLA INC — Director's Dealing 2021
Jun 11, 2021
31250_dirs_2021-06-11_f384b42e-d01e-4c7b-a845-1630046c42a2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2021-06-08
Reporting Person: PAISLEY CHRISTOPHER B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-08 | Ordinary Shares | M | 1500 | $38.92 | Acquired | 30092 | Direct |
| 2021-06-08 | Ordinary Shares | S | 300 | $96.84 | Disposed | 29792 | Direct |
| 2021-06-08 | Ordinary Shares | S | 1200 | $97.9125 | Disposed | 28592 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-08 | Non-Qualified Stock Option (right to buy) | $38.92 | M | 1500 | Disposed | 2024-09-07 | Ordinary Shares (1500) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan of the Paisley Living Trust adopted on June 22, 2020.
F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $96.53 to $97.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $97.55 to $98.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F4: The shares subject to the option vest at a rate of 1/12 per month following the vesting start date of September 8, 2014.