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AMBARELLA INC — Director's Dealing 2021
Jun 17, 2021
31250_dirs_2021-06-17_77d1b208-b6cc-42f3-9962-220fa27d4195.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2021-06-16
Reporting Person: Kohn Leslie (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-16 | Ordinary Shares | M | 10656 | — | Acquired | 872351 | Direct |
| 2021-06-16 | Ordinary Shares | S | 5444 | $101.39 | Disposed | 866907 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-16 | Restricted Stock Units | $ | M | 4037 | Disposed | 2021-06-15 | Ordinary Shares (4037) | Direct |
| 2021-06-16 | Restricted Stock Units | $ | M | 2967 | Disposed | 2022-03-15 | Ordinary Shares (2967) | Direct |
| 2021-06-16 | Restricted Stock Units | $ | M | 2735 | Disposed | 2023-03-15 | Ordinary Shares (2735) | Direct |
| 2021-06-16 | Restricted Stock Units | $ | M | 917 | Disposed | 2024-03-15 | Ordinary Shares (917) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
F3: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.
F5: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.
F6: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.