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AMBARELLA INC — Director's Dealing 2021
Sep 8, 2021
31250_dirs_2021-09-07_82d5901e-d6a4-4863-9e1a-7d369b41fa23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2021-09-02
Reporting Person: PAISLEY CHRISTOPHER B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-03 | Ordinary Shares | M | 736 | $16.35 | Acquired | 30286 | Direct |
| 2021-09-03 | Ordinary Shares | S | 736 | $132.44 | Disposed | 29550 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-03 | Non-Qualified Stock Option (right to buy) | $16.35 | M | 736 | Disposed | 2023-06-05 | Ordinary Shares (736) | Direct |
| 2021-09-02 | Restricted Stock Units | $ | A | 1508 | Acquired | 2022-09-15 | Ordinary Shares (1508) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan of the Paisley Living Trust adopted on June 28, 2021.
F2: Shares subject to the option vest monthly over one year commencing on June 6, 2013.
F3: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F4: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.