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AMBARELLA INC — Director's Dealing 2020
Mar 19, 2020
31250_dirs_2020-03-19_5ac49ce0-b09e-46da-a85e-3ff94f7dfa1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMBARELLA INC (AMBA)
CIK: 0001280263
Period of Report: 2020-03-17
Reporting Person: EICHLER KEVIN C (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-17 | Ordinary Shares | M | 7437 | — | Acquired | 28024 | Direct |
| 2020-03-17 | Ordinary Shares | S | 3244 | $38.988 | Disposed | 24780 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-17 | Restricted Stock Units | $ | M | 1187 | Disposed | 2022-03-15 | Ordinary Shares (1187) | Direct |
| 2020-03-17 | Restricted Stock Units | $ | M | 6250 | Disposed | 2022-09-15 | Ordinary Shares (6250) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Includes 193 shares acquired under the Company's employee stock purchase plan on March 16, 2020.
F3: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.
F5: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022.